For Financial Services

AI That Stays Inside
Your Compliance Perimeter

Client data, trading strategies, and material non-public information never leave your infrastructure. Enterprise AI that meets SEC, FINRA, and SOX requirements.

On-Premise
Your data center, your control
Audit Ready
Complete activity logging
Zero Leakage
No external data transmission
Confidential • Internal Use Only
Investment Analysis Request

"Summarize the key risk factors from the Q3 earnings transcripts for our portfolio holdings in the semiconductor sector"

Analysis complete. Key risks identified across 12 holdings: supply chain concentration (8/12), China exposure (6/12), inventory buildup...

Processed on-premise • Fully audited

The Financial Services AI Problem

Your compliance team has good reasons to be nervous about cloud AI. The risks are real.

MNPI Exposure

Material non-public information sent to cloud AI could constitute improper disclosure. Queries become potential evidence in insider trading investigations.

Model Training Risk

Cloud AI providers may train on your queries. Your proprietary trading strategies, client lists, and analysis could influence responses to competitors.

Data Residency

Client data crossing borders creates jurisdictional complexity. GDPR, local banking regulations, and cross-border transfer rules apply.

On-premise AI eliminates transmission risk entirely. Data never leaves your infrastructure.

AI Across Your Organization

From front office to back office—AI assistance that stays compliant.

Research & Analysis

Accelerate investment research, earnings analysis, and market intelligence gathering.

Earnings call transcript analysis · SEC filing summarization · Competitor intelligence synthesis · Market trend identification

Client Communications

Draft personalized client correspondence, reports, and presentations.

Portfolio review preparation · Market commentary drafting · Client meeting briefs · Investment proposal letters

Risk & Compliance

Support risk assessment, compliance documentation, and regulatory responses.

Policy and procedure drafting · Regulatory response preparation · Risk assessment documentation · Audit support materials

Document Processing

Extract, analyze, and summarize information from complex financial documents.

Contract analysis and extraction · Prospectus summarization · Credit agreement review · Due diligence acceleration

Operations & Middle Office

Streamline operational workflows, reconciliation, and reporting processes.

Exception investigation support · Process documentation · Report generation · Workflow optimization

Wealth Management

Personalize client service, prepare reviews, and scale advisor productivity.

Financial plan summaries · Client life event preparation · Estate planning document review · Tax-loss harvesting analysis

Built for Financial Services

From boutique firms to global institutions.

Banks

Commercial & Investment

Asset Managers

Mutual Funds & ETFs

Hedge Funds

Alternative Investments

Private Equity

PE & Venture Capital

Wealth Management

RIAs & Family Offices

Broker-Dealers

Securities Firms

Insurance

Life, P&C, Reinsurance

Credit & Lending

Direct Lenders & Credit Funds

Designed for
Regulatory Scrutiny

When examiners ask about your AI usage, you have clear answers. On-premise processing. Complete audit trails. No third-party data exposure.

SEC & FINRA Ready
Maintain books and records requirements with full audit trails
SOC 2 Architecture
Built on security controls that align with SOC 2 Type II standards
GDPR & Data Sovereignty
Data stays on-premise, fully compliant with cross-border transfer rules
Compliance Status
Data Residency On-Premise ✓
Audit Trail Complete ✓
Third-Party Exposure None ✓
Model Training Isolated ✓

Enterprise Security Controls

We don't promise data security through policy.
We deliver it through architecture.

No Vendor Access

No backdoor, no admin console, no support login. The device sits in your building—we cannot access what's on it.

Legal Custody Retained

If someone subpoenas Embrava, we have nothing to produce. Your data exists only in your legal custody.

Breach Isolation

Cloud providers are high-value targets. Your Embrava device is an island—our incident is not your incident.

Simple Audit Story

"Our AI processes data on-premises. Sensitive information never leaves our security perimeter." End of conversation.

The Difference

This is not a policy—it's physics.

When your data never leaves your premises, there's nothing to breach, subpoena, or access.

Air-gapped On-prem Your keys

AI Your Compliance Team Will Approve

Client data stays in your infrastructure. Complete audit trails for regulators. Enterprise AI without the compliance risk.